-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JC5tlA5Yz5Xw2/bcchDnhUTGFw7UOApIQxbwNO7S1j7d7wOmkhBpxxz9SFPlrARw i7Eihvoo3tcITVmv9o0UBQ== 0001044321-03-000164.txt : 20031028 0001044321-03-000164.hdr.sgml : 20031028 20031028113122 ACCESSION NUMBER: 0001044321-03-000164 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TARANTELLA INC CENTRAL INDEX KEY: 0000851560 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942549086 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 425 ENCINAL STREET STREET 2: PO BOX 1900 CITY: SANTA CRUZ STATE: CA ZIP: 95061 BUSINESS PHONE: 4084277172 MAIL ADDRESS: STREET 1: 425 ENCINAL STREET STREET 2: PO BOX 1900 CITY: SANTA CRUZ STATE: CA ZIP: 95061 FORMER COMPANY: FORMER CONFORMED NAME: SANTA CRUZ OPERATION INC DATE OF NAME CHANGE: 19940614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21484 FILM NUMBER: 03960002 BUSINESS ADDRESS: STREET 1: 153 E 53RD ST STREET 2: 55ST FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: 153 E 53RD ST STREET 2: 55TH FL CITY: NEW YORK STATE: NY ZIP: 10022 3 1 primary_doc.xml PRIMARY DOCUMENT X0201 3 2003-09-30 0 0000851560 TARANTELLA INC TTLAE 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M 153 E 53RD ST 55TH FL NEW YORK NY 10022 0 0 1 0 Common Stock 1492271 I By Limited Partnerships Warrants 1.395 2003-09-30 2008-09-30 Common Stock 1064556 I By Limited Partnerships This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Technology Fund, LP (Tech) and Special Situations Technology II, LP. (Tech II), respectively. 244,471 shares of Common Stock are held by Tech and 1,247,800 shares of Common Stock are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock owned by Tech and Tech II is limited to the extent of his pecuniary interest. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Technology Fund, LP (Tech) and Special Situations Technology II, LP. (Tech II), respectively. 239,500 warrants are held by Tech of which 174,332 warrants are exercisable for 174,332 shares of common stock. 1,223,800 warrants are held by Tech II, of which 890,224 warrants are exercisable for 890,224 shares of common stock. The amount of warrants that are deemed exercisable will change accordingly with the total percentage of ownership. The interest of Marxe and Greenhouse in the shares of Common Stock owned by Tech and Tech II is limited to the extent of his pecuniary interest. Austin W. Marxe 2003-10-28 David M. Greenhouse 2003-10-28 -----END PRIVACY-ENHANCED MESSAGE-----