-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlbxkeGbOJFUjbnvOXnIWiqzSYm2P+17xEmTx+DiqsAZbcn4qat5ieJR+jElnPNn Wcf5X/NVS6USZ/lpma4KbQ== 9999999997-09-007091.txt : 20090313 9999999997-09-007091.hdr.sgml : 20090313 20090312154558 ACCESSION NUMBER: 9999999997-09-007091 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090312 20090313 20090312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 09675590 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 CT ORDER 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C0-)>+CS],-"C0U(#`@;V)J#3P\+TQI;F5A-IB M8&#@9&!@?L(`!&(;&%`!$Q"S,'`<8%!`$N2$8@8&908>7L8*!M8,2:LDWH0+ M3`M@FF0W0C5;`3$C`X/4%`C-+`LWA8V!04\:(LK(#Q!@`&46"*D-"F5N9'-T M%LW(#,X72]$96-O9&5087)M6]U="]/;F5#;VQU;6XO4W1R=6-T5')E95)O;W0@-R`P M(%(O5'EP92]#871A;&]G+TQA;F%LP(#`@-C$R(#'1=+T5X=$=3=&%T93P\+T=3,"`U-2`P(%(^/CX^ M+U1Y<&4O4&%G93X^#65N9&]B:@TT."`P(&]B:@T\/"]3=6)T>7!E+U1R=654 M>7!E+T9O;G1$97-CV>&EQWA4L--TA<]AH^H0$TT#,%AO0?@]^>@=OG<`C\QI> MC!!^8KA>'WVSF#T^K(*50$;(Z7H.N)E-?IW=3M$8_J0?^_W#?/$`-YKND8?I.EBM;S#4]5+&J'>QB)$C0Z$,8Q%\+&H/8#H+X'X)U+>$ M\?:P"=Z`9H[AGD@_R-"_X%X=LFVXDS[&;5B\Y%D2C6&51<9P+9CON5@&LSZD M0MLJPCQU[-[KRR3EL,X-0(HZ@Z:SES'E()J'NEI6AZWXDY253R& M,(/P<$B3**P2:;R$<5I$$17:Y!DHGJFR*<_@F,6\@`=$.6J4H';,WNH,"O[M MR,LJR9XARC-M0G::39*89U42IM#"4P6O0'MI6A4\U!Q2O6@^P36PPTFNZ18I M(,G4A)%"/$6RR"*I@'^/\'ZJZ90<8X[#6*XJ(FB265*V+[!F?&=^BV@JD#?\*Q&!\R.:A]6 M^"\II>8V:D[[FG\["HO21#HK!"\A+#MK>W29K[21^#V7,3-V;4Y$^R/9)>R+VDS:6F\V3OY)2@.)6 ML[PXY$58"7?/"I2QFK5GMV,Q$Y2\_5.NF",IEUJ,H8FLE##)0IE>)(,5%0X`#+Y(\5MN5!QYATOHDP=(A//XT M?,Q1]_W9\/;T MO3>E;A@P>E6Y\J?GU0DK8/]`I\ MC/E:E,V5YJF9J'-,-(9>I,N,(#T+B`=!%$8 M9@88R@###$ULB*A`1!$1`460H(`!HZ%(K(AB(2BH8`]($%!B,(JHJ&1&UDI\ M>7GOY>7WQ[W?VF?O<_?9>Y^U+@`D3Q\N+P66`B"9)^`'>CC35X5'T+']``9X M@`&F`#!9Z:F^0>[!0"0O-Q=ZNL@)_(O>#`%(_+YEZ.E/IX/_3]*L5+X``,A? MQ.9L3CI+Q/DB3LH4I(KM,R*FQB2*&4:)F2]*4,1R8HY;Y*6??1;94!&;B)C$#PYT$?%R`'"DN"\XY@L6<+($XD.YI*1F\[EQ\0*Z+DN/;FIM MS:![[M(KT*^-PSB-;WA^VO_%+J`&#,BFJSZP];S'X`.K8"('?_#YOF M(0`D17UKO_'%>6CB>8D7"%)MC(TS,S.-N!R6D;B@O^M_.OP-??$](_%VOY>' M[LJ)90J3!'1QW5@I22E"/CT]E?^IB?\P[$]:G&N1*/6?`#7*"$C=H`+DYSZ`HA`!$GE0 MW/7?^^:##P7BFQ>F.K$X]Y\%_?NN<(GXD M,X`9P\QBL5AYK`'6#NN'96(%V`+L?NPQ[#GL('8<^Q9'Q*GBS'#NN`@<#Y>' M*\$AX1202U8G6Q``BE[B)6$$\3KQ"'"6^(\F0]$DNI$B2D+23=(1T MGG2/](I,)FN3'DDN58R1[)<\J3D#LHERC@50]6A>E$3J$74 M;ZC]U!E9&=EELJ&R6;)5LF=D1V@(39OF14NBE=!.T(9H[YGR;O*)\KOE.^0?*:`4]!4"%#(5#BI<4IA6 MI"K:*K(4"Q5/*-Y7@I7TE0*5UBD=5NI3FE564?903E7>KWQ1>5J%IN*HDJ!2 MIG)694J5HFJORE4M4SVG^HPN2W>B)]$KZ#WT&34E-4\UH5JM6K_:O+J.>HAZ MGGJK^B,-@@9#(U:C3*-;8T935=-7,U>S6?.^%EZ+H16OM4^K5VM.6T<[3'N; M=H?VI(ZYM/8P>0R]1[X#>37U8WT(_7K]*_X8! M;&!IP#4X8#"P%+W4>BEO:=W284.2H9-AAF&SX:@1SJ/U M:>MW-I8V`IL3-K_8&MHFVC;93B[76/MC]D/^*@ MYL!TJ'-XXJCAR'9L<)QPTG-*<#KF],+9Q)GOW.8\YV+CLM[EO"OBZN%:Z-KO M)N,6XE;I]MA=W3W.O=E]QL/"8YW'>4^TI[?G;L]A+V4OEE>CU\P*JQ7K5_1X MD[R#O"N]G_CH^_!]NGQAWQ6^>WP?KM1:R5O9X0?\O/SV^#WRU_%/\_\^`!/@ M'U`5\#30-#`WL#>($A05U!3T)M@YN"3X08ANB#"D.U0R-#*T,70NS#6L-&QD ME?&J]:NNARN$<\,[([`1H1$-$;.KW5;O73T>:1%9$#FT1F=-UIJK:Q76)JT] M$R49Q8PZ&8V.#HMNBO[`]&/6,6=CO&*J8V98+JQ]K.=L1W89>XICQRGE3,3: MQ9;&3L;9Q>V)FXIWB"^/G^:Z<"NY+Q,\$VH2YA+]$H\D+B2%);4FXY*CDT_Q M9'B)O)X4E92LE(%4@]2"U)$TF[2]:3-\;WY#.I2^)KU30!7]3/4)=85;A:,9 M]AE5&6\S0S-/9DEG\;+ZLO6S=V1/Y+CG?+T.M8ZUKCM7+7=S[NAZI_6U&Z`- M,1NZ-VILS-\XOLECT]'-A,V)FW_(,\DKS7N])6Q+5[YR_J;\L:T>6YL+)`KX M!WSWM9?2RPK+7>Z/V7BU?5EZSC[!/N&^D MPJ>B<[_F_EW[/U3&5]ZI5'\8-#0H-10T?C_".C!P-/-K3:-78V*345-(, M-PN;IXY%'KOYC>LWG2V&+;6MM-:BX^"X\/BS;Z._'3KA?:+[).-DRW=:WU6W M4=H*VZ'V[/:9COB.D<[PSH%3*TYU=]EVM7UO]/V1TVJGJ\[(GBDY2SB;?W;A M7,ZYV?.IYZ\+UVY['[Y8J]3[[DK=E=.7[6Y M>NH:XUK'=N;70/+!\X..@Q>N.5ZZ_)M MK]O7[ZR\,S`4,G1W.')XY"[[[N2]I'LO[V?$CJ4?ECY4>U_VH M]V/KB.7(F5'7T;XG04\>C+'&GO^4_M.'\?RGY*?E$ZH3C9-FDZ>GW*=N/EO] M;/QYZO/YZ8*?I7^N?J'[XKM?''_IFUDU,_Z2_W+AU^)7\J^.O%[VNGO6?_;Q MF^0W\W.%;^7?'GW'>-?[/NS]Q'SF!^R'BH]Z'[L^>7]ZN)"\L/";``,`]X3S M^PH-"F5N9'-T%LM-34X("TS,#<@,C`P,"`Q,#(V72]!7!E+T9O;G1$97-C%LM-38X("TS,#<@,C`P,"`Q,#`W72]! M7!E+T9O;G1$97-C'1'4W1A=&4O4T$@9F%LQ%W?M.>LGRJ;>B&MQN%73773>(R:;>;H-&>LUHY'/< MHJ%P?#^#*=B$1+Z9P4@VBHUF8]BD;)BBF**8HIBBF:*9HIFBF:*9HIFBF:*9 MHIFBF6*88IABF&*88@+EN[BB$"DJ4=G5(,[K=OWY;'%T4WWZ$G:[V#UN;Q-_ ME+P\+,W:3=/:ZD>-?DV;]JZ?E+W>_=R-WB)J/JZ%=7N;KMR33_LW=ZZ MUPO+RS%^$_RFP6($S4_;[?:/,:^3[K<>ZXVX$F?M?=L-%@NX3#&I M%^^FO;?N)3NH,X^=B:FK'VW`O"D=Z5G`VPT9;B7W2G*OI'G9/*`K.WX8K*/D M:Q*J&V^:=2LF.%_6B4NT\,D7_\TU0].N+[I[*\[=\HXC3^Q#Y^QSZ`S%MD-P ML:577C74[M73CU,'\;^6^4@K\V'R\'PT^I_>-K1R3'RVQ&1_FN>4X"TL_KZ% M^R.^)I,_?W*>@^;X;!VN51%:':$U!VCU^TVF$0FR"&U^<#'XU#%B$R-.8\19C#AF?K*($9<18I7$B&6,.&:"*F:"*F:"*F:"ZI`) MFO=ON(H9I?IXE'\$&`#VL+>I#0IE;F1S=')E86T-96YD;V)J#3(@,"!O8FH- M/#PO3G5M7!E+UA-3"],96YG=&@@-#`Q M-2]4>7!E+TUE=&%D871A/CYS=')E86T-"CP_>'!A8VME="!B96=I;CTB[[N_ M(B!I9#TB5S5-,$UP0V5H:4AZDY48WIK8SED(C\^"CQX.GAM<&UE=&$@ M>&UL;G,Z>#TB861O8F4Z;G,Z;65T82\B('@Z>&UP=&L](D%D;V)E(%A-4"!# M;W)E(#0N,"UC,S$V(#0T+C(U,SDR,2P@4W5N($]C="`P,2`R,#`V(#$W.C$T M.C,Y(CX*("`@/')D9CI21$8@>&UL;G,Z&UL;G,Z<&1F/2)H M='1P.B\O;G,N861O8F4N8V]M+W!D9B\Q+C,O(CX*("`@("`@("`@/'!D9CI0 M3Y396-U&AA;F=E($-O;6UI M3X*("`@("`@("`@/'!D9G@Z4V]U#I3;W5R8V5-;V1I9FEE9#X* M("`@("`@/"]R9&8Z1&5S8W)I<'1I;VX^"B`@("`@(#QR9&8Z1&5S8W)I<'1I M;VX@&%P M.D-R96%T941A=&4^,C`P.2TP,RTQ,E0Q-3HS.3HU.2TP-#HP,#PO>&%P.D-R M96%T941A=&4^"B`@("`@("`@(#QX87`Z365T861A=&%$871E/C(P,#DM,#,M M,3)4,34Z-#`Z,#0M,#0Z,#`\+WAA<#I-971A9&%T841A=&4^"B`@("`@(#PO M&%P34TZ26YS=&%N8V5) M1#YU=6ED.F1F839E-#9C+3@Q-S0M-#DX9BTX9#,X+6,P8C%E.64U-39F,CPO M>&%P34TZ26YS=&%N8V5)1#X*("`@("`@("`@/'AA<$U-.G-U8FIE8W0^"B`@ M("`@("`@("`@(#QR9&8Z4V5Q/@H@("`@("`@("`@("`@("`\&UL.FQA;F<](G@M9&5F875L="(O/@H@("`@("`@("`@("`\ M+W)D9CI!;'0^"B`@("`@("`@(#PO9&,Z=&ET;&4^"B`@("`@(#PO#IX;7!M971A/@H@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`* M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@ M("`@("`@("`@("`@("`@"CP_>'!A8VME="!E;F0](GF4@-#4^/@T* 7 -----END PRIVACY-ENHANCED MESSAGE-----