0001976408-24-000036.txt : 20240206 0001976408-24-000036.hdr.sgml : 20240206 20240206094452 ACCESSION NUMBER: 0001976408-24-000036 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240206 DATE AS OF CHANGE: 20240206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 24598494 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2950 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 144 1 primary_doc.xml 144 0001399157 XXXXXXXX LIVE 0000851310 HARMONIC INC 000-25826 4300 NORTH FIRST STREET SAN JOSE CA 95134 4084906242 Ben-Natan Nimrod Officer Common stock Oppenheimer & Co. Inc.

85 Broad St. New York NY 10004

100000 66765000.00 112189931 02/05/2024 NASDAQ Common stock 02/15/2020 Employee stock options plan From the Issuer N 33334 02/05/2024 Cash Common stock 05/15/2020 Employee stock options plan From the Issuer N 8333 02/05/2024 Cash Common stock 08/15/2020 Employee stock options plan From the Issuer N 8333 02/05/2024 Cash Common stock 11/15/2020 Employee stock options plan From the Issuer N 8333 02/05/2024 Cash Common stock 02/15/2021 Employee stock options plan From the Issuer N 8334 02/05/2024 Cash Common stock 05/15/2021 Employee stock options plan From the Issuer N 8333 02/05/2024 Cash Common stock 08/15/2021 Employee stock options plan From the Issuer N 8333 02/05/2024 Cash Common stock 11/15/2021 Employee stock options plan From the Issuer N 8333 02/05/2024 Cash Common stock 02/15/2022 Employee stock options plan From the Issuer N 8334 02/05/2024 Cash Y 02/05/2024 Nimrod Ben-Natan