0001972362-24-001038.txt : 20240731 0001972362-24-001038.hdr.sgml : 20240731 20240731183300 ACCESSION NUMBER: 0001972362-24-001038 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240731 DATE AS OF CHANGE: 20240731 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 241163432 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2950 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 144 1 primary_doc.xml 144 0001216448 XXXXXXXX LIVE 0000851310 HARMONIC INC 000-25826 2590 ORCHARD PARKWAY SAN JOSE CA 95134 4084906242 HARSHMAN PATRICK Officer Common Morgan Stanley Smith Barney LLC Executive Services

200 W Civic Center Dr - 4th Floor Sandy UT 84070

200000 2828000.00 116500000 07/31/2024 Nasdaq COMMON 05/15/2023 RESTRICTED STOCK ISSUER N 13818 05/15/2023 COMPENSATION COMMON 12/14/2022 EXERCISED SHARES ISSUER N 8862 12/14/2022 COMPENSATION COMMON 02/15/2023 RESTRICTED STOCK ISSUER N 23901 02/15/2023 COMPENSATION COMMON 11/15/2022 RESTRICTED STOCK ISSUER N 6685 11/15/2022 COMPENSATION COMMON 12/17/2023 PERFORMANCE SHARES ISSUER N 72260 12/17/2023 COMPENSATION COMMON 12/13/2022 EXERCISED SHARES ISSUER N 40202 12/13/2022 COMPENSATION COMMON 08/15/2022 RESTRICTED STOCK ISSUER N 6405 08/15/2022 COMPENSATION COMMON 11/15/2021 RESTRICTED STOCK ISSUER N 7553 11/15/2021 COMPENSATION COMMON 02/15/2022 PERFORMANCE SHARES ISSUER N 20314 02/15/2022 COMPENSATION N Patrick J Harshman

2590 ORCHARD PARKWAY SAN JOSE CA 95131

RETAIL SHARES 06/13/2024 20000 226300.00 07/31/2024 /s/ Patrick J. Harshman