0001972362-24-000910.txt : 20240613 0001972362-24-000910.hdr.sgml : 20240613 20240613175457 ACCESSION NUMBER: 0001972362-24-000910 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240613 DATE AS OF CHANGE: 20240613 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 241042403 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2950 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 144 1 primary_doc.xml 144 0001216448 XXXXXXXX LIVE 0000851310 HARMONIC INC 000-25826 2590 Orchard Parkway SAN JOSE CA 95131 4084906242 HARSHMAN PATRICK Officer Common Morgan Stanley Smith Barney LLC Executive Services

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20000 220000.00 116500000 06/13/2024 Nasdaq COMMON 11/28/2006 RETAIL PURCHASE ISSUER N 462 11/28/2006 CASH COMMON 05/17/2010 RETAIL PURCHASE ISSUER N 4550 05/17/2010 CASH COMMON 08/09/2011 RETAIL PURCHASE ISSUER N 11090 08/09/2011 CASH COMMON 08/01/2014 RETAIL PURCHASE ISSUER N 3898 08/01/2014 CASH Y 06/13/2024 /s/ Patrick J. Harshman