0001972362-24-000564.txt : 20240502 0001972362-24-000564.hdr.sgml : 20240502 20240502183625 ACCESSION NUMBER: 0001972362-24-000564 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240502 DATE AS OF CHANGE: 20240502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 24910193 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Graham Ian CENTRAL INDEX KEY: 0001820347 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2950 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 144 1 primary_doc.xml 144 0001820347 XXXXXXXX LIVE 0000851310 HARMONIC INC 000-25826 2590 ORCHARD PARKWAY SAN JOSE CA 95131 4084906242 Graham Ian Officer COMMON MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES

200 W CIVIC CENTER DR. 4TH FLOOR SANDY UT 84070

52730 505153.40 112200000 05/02/2024 NASDAQ COMMON 02/15/2020 Restricted Stock ISSUER N 8181 02/15/2020 COMPENSATION COMMON 05/15/2020 Restricted Stock ISSUER N 2068 05/15/2020 COMPENSATION COMMON 08/15/2020 Restricted Stock ISSUER N 2082 08/15/2020 COMPENSATION COMMON 11/15/2020 Restricted Stock ISSUER N 2082 11/15/2020 COMPENSATION COMMON 02/15/2021 Restricted Stock ISSUER N 2082 02/15/2021 COMPENSATION COMMON 05/15/2021 Restricted Stock ISSUER N 2082 05/15/2021 COMPENSATION COMMON 08/15/2021 Restricted Stock ISSUER N 5110 08/15/2021 COMPENSATION COMMON 11/15/2021 Restricted Stock ISSUER N 2839 11/15/2021 COMPENSATION COMMON 02/15/2022 Restricted Stock ISSUER N 2839 02/15/2022 COMPENSATION COMMON 05/15/2022 Restricted Stock ISSUER N 725 05/15/2022 COMPENSATION COMMON 08/15/2022 Restricted Stock ISSUER N 725 08/15/2022 COMPENSATION COMMON 11/15/2022 Restricted Stock ISSUER N 757 11/15/2022 COMPENSATION COMMON 02/15/2023 Restricted Stock ISSUER N 10200 02/15/2023 COMPENSATION COMMON 05/15/2023 Restricted Stock ISSUER N 3118 05/15/2023 COMPENSATION COMMON 08/15/2023 Restricted Stock ISSUER N 3118 08/15/2023 COMPENSATION COMMON 11/15/2023 Restricted Stock ISSUER N 2361 11/15/2023 COMPENSATION COMMON 02/15/2024 Restricted Stock ISSUER N 2361 02/15/2024 COMPENSATION Y 05/02/2024 /s/ IAN GRAHAM