0001972362-24-000056.txt : 20240131 0001972362-24-000056.hdr.sgml : 20240131 20240131171807 ACCESSION NUMBER: 0001972362-24-000056 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 24583959 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Graham Ian CENTRAL INDEX KEY: 0001820347 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2950 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 144 1 primary_doc.xml 144 0001820347 XXXXXXXX LIVE 0000851310 HARMONIC INC 000-25826 2590 ORCHARD PARKWAY SAN JOSE CA 95131 4084906242 Graham Ian Officer COMMON Morgan Stanley Smith Barney LLC Executive Services

200 W Civic Center Dr - 4th Floor SANDY UT 84070

25861 301161.95 112200000 01/31/2024 NASDAQ COMMON 05/15/2022 RESTRICTED STOCK ISSUER N 1646 05/15/2022 COMPENSATION COMMON 08/15/2022 RESTRICTED STOCK ISSUER N 4787 08/15/2022 COMPENSATION COMMON 11/15/2022 RESTRICTED STOCK ISSUER N 5001 11/15/2022 COMPENSATION COMMON 02/15/2023 RESTRICTED STOCK ISSUER N 5001 02/15/2023 COMPENSATION COMMON 11/15/2023 RESTRICTED STOCK ISSUER N 3142 11/15/2023 COMPENSATION COMMON 05/15/2023 RESTRICTED STOCK ISSUER N 3142 05/15/2023 COMPENSATION COMMON 08/15/2023 RESTRICTED STOCK ISSUER N 3142 08/15/2023 COMPENSATION Y 01/31/2024 /s/ IAN GRAHAM