0001972362-24-000055.txt : 20240131 0001972362-24-000055.hdr.sgml : 20240131 20240131161244 ACCESSION NUMBER: 0001972362-24-000055 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 24583043 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 144 1 primary_doc.xml 144 0001380567 XXXXXXXX LIVE 0000851310 HARMONIC INC 000-25826 4300 NORTH FIRST STREET SAN JOSE CA 95134 4084906242 Haltmayer Neven Officer COMMON MORGAN STANLEY SMITH BARNEY LLC, EXECUTIVE SERVICES

200 W CIVIC CENTER DR. 4TH FLOOR SANDY UT 84070

24695 286462.00 112200000 01/31/2024 NASDAQ COMMON 02/15/2022 RESTRICTED STOCK ISSUER N 14111 02/15/2022 COMPENSATION COMMON 05/15/2022 RESTRICTED STOCK ISSUER N 3528 05/15/2022 COMPENSATION COMMON 08/15/2022 RESTRICTED STOCK ISSUER N 3528 08/15/2022 COMPENSATION COMMON 11/15/2022 RESTRICTED STOCK ISSUER N 3528 11/15/2022 COMPENSATION Y 01/31/2024 /s/ Neven Haltmayer