0001209191-23-046429.txt : 20230817 0001209191-23-046429.hdr.sgml : 20230817 20230817185312 ACCESSION NUMBER: 0001209191-23-046429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230815 FILED AS OF DATE: 20230817 DATE AS OF CHANGE: 20230817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 231183350 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-15 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP, Video R&D 0 Common Stock 2023-08-15 4 M 0 14514 0.00 A 191529 D Common Stock 2023-08-15 4 F 0 7640 0.00 D 183889 D Restricted Stock Units 0.00 2023-08-15 4 M 0 7450 0.00 D 2022-02-15 2024-02-15 Common Stock 7450 14900 D Restricted Stock Units 0.00 2023-08-15 4 M 0 6398 0.00 D 2023-02-15 2025-02-15 Common Stock 6398 38388 D Restricted Stock Units 0.00 2023-08-15 4 M 0 666 0.00 D 2023-05-15 2025-05-15 Common Stock 666 4668 D /s/ Wendi Ninh, Attorney-in-Fact 2023-08-17