0001209191-23-030168.txt : 20230517 0001209191-23-030168.hdr.sgml : 20230517 20230517162114 ACCESSION NUMBER: 0001209191-23-030168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 23932034 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-15 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP, Video R&D 0 Common Stock 2023-05-15 4 M 0 16513 0.00 A 185708 D Common Stock 2023-05-15 4 F 0 8693 16.49 D 177015 D Restricted Stock Units 0.00 2023-05-15 4 M 0 7450 0.00 D 2022-02-15 2024-02-15 Common Stock 7450 22350 D Restricted Stock Units 0.00 2023-05-15 4 M 0 6397 0.00 D 2023-02-15 2025-02-15 Common Stock 6397 44786 D estricted Stock Units 0.00 2023-05-15 4 M 0 2666 0.00 D 2023-05-15 2025-05-15 Common Stock 2666 5334 D /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2023-05-17