0001209191-23-019055.txt : 20230315 0001209191-23-019055.hdr.sgml : 20230315 20230315193233 ACCESSION NUMBER: 0001209191-23-019055 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230315 DATE AS OF CHANGE: 20230315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 23736706 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2023-03-01 2023-03-03 1 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP and CFO Common Stock 2023-03-01 4 M 0 12500 0.00 A 183613 D Common Stock 2023-03-01 4 F 0 6581 13.05 D 177032 D Restricted Stock Unit 0.00 2023-03-01 4 M 0 12500 0.00 D 2022-09-01 2024-09-01 Common Stock 12500 75000 D This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Laura Donovan By Attorney-in-Fact Laura Donovan 2023-03-15