0001209191-23-011236.txt : 20230221 0001209191-23-011236.hdr.sgml : 20230221 20230221165313 ACCESSION NUMBER: 0001209191-23-011236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230217 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Sophia CENTRAL INDEX KEY: 0001933610 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 23649062 MAIL ADDRESS: STREET 1: 2590 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-17 0 0000851310 HARMONIC INC HLIT 0001933610 Kim Sophia 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Restricted Stock Units 0.00 2023-02-17 4 A 0 10446 0.00 A 2024-02-15 2024-02-15 Common Stock 10446 10446 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2023-02-21