0001209191-23-010801.txt : 20230217 0001209191-23-010801.hdr.sgml : 20230217 20230217172605 ACCESSION NUMBER: 0001209191-23-010801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENSON SUSAN CENTRAL INDEX KEY: 0001112671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 23644150 MAIL ADDRESS: STREET 1: C/O PALM INC STREET 2: 5470 GREAT AMERICAN PARKWAY MS12116 CITY: SANTA CLARA STATE: CA ZIP: 95052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-15 0 0000851310 HARMONIC INC HLIT 0001112671 SWENSON SUSAN 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2023-02-15 4 M 0 14395 0.00 A 234220 D Restricted Stock Units 0.00 2023-02-15 4 M 0 14395 0.00 D 2023-02-15 2023-02-15 Common Stock 14395 0 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 2/17/2022, and were identified on a Form 4 filed by the Reporting Person on 2/22/2022. Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2023-02-17