0001209191-23-010789.txt : 20230217 0001209191-23-010789.hdr.sgml : 20230217 20230217172216 ACCESSION NUMBER: 0001209191-23-010789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 23644095 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-15 0 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP and CFO Common Stock 2023-02-15 4 M 0 42420 0.00 A 192320 D Common Stock 2023-02-15 4 F 0 22707 14.03 D 171113 D Restricted Stock Units 0.00 2023-02-15 4 M 0 10448 0.00 D 2021-02-15 2023-02-15 Common Stock 10448 0 D Restricted Stock Units 0.00 2023-02-15 4 M 0 9179 0.00 D 2022-02-15 2024-02-15 Common Stock 9179 36718 D Restricted Stock Units 0.00 2023-02-15 4 M 0 22793 0.00 D 2023-02-15 2025-02-15 Common Stock 22793 45585 D Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2023. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2023-02-17