0001209191-22-061378.txt : 20221215 0001209191-22-061378.hdr.sgml : 20221215 20221215151801 ACCESSION NUMBER: 0001209191-22-061378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221213 FILED AS OF DATE: 20221215 DATE AS OF CHANGE: 20221215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 221464643 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-13 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 1 0 0 President and CEO Common Stock 2022-12-13 4 M 0 109292 3.14 A 543870 D Common Stock 2022-12-13 4 S 0 69090 13.346 D 474780 D Common Stock 2022-12-14 4 M 0 24041 3.14 A 498821 D Common Stock 2022-12-14 4 S 0 15179 14.1899 D 483642 D Stock Option/Right to Buy 3.14 2022-12-13 4 M 0 109292 3.14 D 2017-02-15 2023-03-14 Common Stock 109292 24041 D Stock Option/Right to Buy 3.14 2022-12-14 4 M 0 24041 3.14 D 2017-02-15 2023-03-14 Common Stock 24041 0 D Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2022-12-15