0001209191-22-057478.txt : 20221117
0001209191-22-057478.hdr.sgml : 20221117
20221117145949
ACCESSION NUMBER: 0001209191-22-057478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221115
FILED AS OF DATE: 20221117
DATE AS OF CHANGE: 20221117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 221397905
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-15
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
1
0
0
President and CEO
Common Stock
2022-11-15
4
M
0
31791
0.00
A
459964
D
Common Stock
2022-11-15
4
F
0
16737
13.66
D
443227
D
Common Stock
2022-11-16
4
S
0
6040
13.412
D
434578
D
Restricted Stock Units
0.00
2022-11-15
4
M
0
15236
0.00
D
2021-02-15
2023-02-15
Common Stock
15236
15236
D
Restricted Stock Units
0.00
2022-11-15
4
M
0
16555
0.00
D
2022-02-15
2024-02-15
Common Stock
16555
82775
D
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022.
Reflects an adjustment of 2,609 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2022-11-17