0001209191-22-048803.txt : 20220906 0001209191-22-048803.hdr.sgml : 20220906 20220906170800 ACCESSION NUMBER: 0001209191-22-048803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220901 FILED AS OF DATE: 20220906 DATE AS OF CHANGE: 20220906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 221228994 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-01 0 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP and CFO Common Stock 2022-09-01 4 M 0 100001 0.00 A 196420 D Common Stock 2022-09-01 4 F 0 61733 10.97 D 134687 D Restricted Stock Units 0.00 2022-09-01 4 M 0 50001 0.00 D 2022-09-01 2024-09-01 Common Stock 50001 99999 D Restricted Stock Units 0.00 2022-09-01 4 M 0 50000 0.00 D 2022-09-01 2022-09-01 Common Stock 50000 0 D Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2022-09-06