0001209191-22-030223.txt : 20220518
0001209191-22-030223.hdr.sgml : 20220518
20220518183157
ACCESSION NUMBER: 0001209191-22-030223
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220515
FILED AS OF DATE: 20220518
DATE AS OF CHANGE: 20220518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 22940700
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-05-15
2022-05-17
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
1
0
0
President and CEO
Common Stock
2022-05-15
4
M
0
31789
0.00
A
644544
D
Common Stock
2022-05-15
4
F
0
16736
9.28
D
627808
D
Restricted Stock Units
0.00
2022-05-15
4
M
0
15236
0.00
D
2021-02-15
2023-02-15
Common Stock
15236
45707
D
Restricted Stock Units
0.00
2022-05-15
4
M
0
16554
0.00
D
2022-02-15
2024-02-15
Common Stock
16554
115885
D
Stock Option/Right to buy
3.14
2017-02-17
2023-03-14
Common Stock
30000
30000
D
Reflects an adjustment of 612,795 shares of common stock to his ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
Since the date of the reporting person's last ownership report, he transferred 30,000 stock options to his ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
The Form 4, as originally filed on May 17, 2022, incorrectly reported the "securities disposed of" price used for tax withholding purposes as $8.88. The correct price was $9.28.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2022-05-18