0001209191-22-029754.txt : 20220517 0001209191-22-029754.hdr.sgml : 20220517 20220517170832 ACCESSION NUMBER: 0001209191-22-029754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220515 FILED AS OF DATE: 20220517 DATE AS OF CHANGE: 20220517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graham Ian CENTRAL INDEX KEY: 0001820347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 22935682 MAIL ADDRESS: STREET 1: 2590 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-15 0 0000851310 HARMONIC INC HLIT 0001820347 Graham Ian 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP, Global Sales & Video Svcs Common Stock 2022-05-15 4 M 0 12675 0.00 A 123095 D Common Stock 2022-05-15 4 F 0 7164 9.28 D 115931 D Restricted Stock Units 0.00 2022-05-15 4 M 0 4091 0.00 D 2021-02-15 2023-02-15 Common Stock 4091 12276 D Restricted Stock Units 0.00 2022-05-15 4 M 0 1667 0.00 D 2021-08-15 2023-08-15 Common Stock 1667 8334 D Restricted Stock Units 0.00 2022-05-15 4 M 0 6917 0.00 D 2022-02-15 2024-02-15 Common Stock 6917 48426 D Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2022-05-17