0001209191-22-011032.txt : 20220217
0001209191-22-011032.hdr.sgml : 20220217
20220217190807
ACCESSION NUMBER: 0001209191-22-011032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220215
FILED AS OF DATE: 20220217
DATE AS OF CHANGE: 20220217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalra Sanjay
CENTRAL INDEX KEY: 0001504670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 22650226
MAIL ADDRESS:
STREET 1: HARMONIC INC.
STREET 2: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-15
0
0000851310
HARMONIC INC
HLIT
0001504670
Kalra Sanjay
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP and CFO
Common Stock
2022-02-15
4
M
0
9584
0.00
A
113109
D
Common Stock
2022-02-15
4
F
0
5571
9.43
D
107538
D
Common Stock
2022-02-15
4
M
0
10448
0.00
A
117986
D
Common Stock
2022-02-15
4
F
0
5457
9.43
D
112529
D
Common Stock
2022-02-15
4
M
0
36718
0.00
A
149247
D
Common Stock
2022-02-15
4
F
0
19332
9.43
D
129915
D
Restricted Stock Units
0.00
2022-02-15
4
M
0
9584
0.00
D
2020-02-15
2022-02-15
Common Stock
9584
0
D
Restricted Stock Units
0.00
2022-02-15
4
M
0
10448
0.00
D
2021-02-15
2023-02-15
Common Stock
10448
41790
D
Restricted Stock Units
0.00
2022-02-15
4
M
0
36718
0.00
D
2022-02-15
2024-02-15
Common Stock
36718
73435
D
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/2/2022.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2022-02-17