0001209191-21-063414.txt : 20211108 0001209191-21-063414.hdr.sgml : 20211108 20211108171859 ACCESSION NUMBER: 0001209191-21-063414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211104 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 211388945 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-04 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP & GM, Cable Access Common Stock 2021-11-04 4 M 0 25336 7.58 A 393202 D Common Stock 2021-11-04 4 S 0 25336 10.8448 D 367866 D Common Stock 2021-11-05 4 M 0 22148 7.58 A 390014 D Common Stock 2021-11-05 4 S 0 22148 10.8357 D 367866 D Common Stock 2021-11-08 4 M 0 32516 7.58 A 400382 D Common Stock 2021-11-08 4 S 0 32516 10.8735 D 367866 D Stock Option/Right to buy 7.58 2021-11-04 4 M 0 25336 7.58 D 2016-02-15 2022-03-13 Common Stock 25336 54664 D Stock Option/Right to buy 7.58 2021-11-05 4 M 0 22148 7.58 D 2016-02-15 2022-03-13 Common Stock 22148 32516 D Stock Option/Right to buy 7.58 2021-11-08 4 M 0 32516 7.58 D 2016-02-15 2022-03-13 Common Stock 32516 0 D Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2021-11-08