0001209191-21-063111.txt : 20211105 0001209191-21-063111.hdr.sgml : 20211105 20211105153023 ACCESSION NUMBER: 0001209191-21-063111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Theodosopoulos Nikos CENTRAL INDEX KEY: 0001605860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 211384296 MAIL ADDRESS: STREET 1: C/O ARISTA NETWORKS, INC. STREET 2: 5453 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-03 0 0000851310 HARMONIC INC HLIT 0001605860 Theodosopoulos Nikos 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2021-11-03 4 M 0 30000 7.58 A 193745 D Common Stock 2021-11-03 4 S 0 30000 10.6001 D 163745 D Stock Option/Right to buy 7.58 2021-11-03 4 M 0 30000 7.58 D 2016-02-15 2022-03-13 Common Stock 30000 0 D Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2021-11-05