0001209191-21-056437.txt : 20210916 0001209191-21-056437.hdr.sgml : 20210916 20210916172501 ACCESSION NUMBER: 0001209191-21-056437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210914 FILED AS OF DATE: 20210916 DATE AS OF CHANGE: 20210916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 211258700 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-14 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 1 0 0 President and CEO Common Stock 2021-09-14 4 M 0 170003 7.58 A 1192298 D Common Stock 2021-09-14 4 S 0 170003 8.9525 D 1022295 D Common Stock 2021-09-15 4 M 0 96664 7.58 A 1118959 D Common Stock 2021-09-15 4 S 0 96664 8.8511 D 1022295 D Stock Option/Right to Buy 7.58 2021-09-14 2021-09-14 4 M 0 170003 7.58 D 2017-02-15 2022-03-13 Common Stock 170003 96664 D Stock Option/Right to Buy 7.58 2021-09-15 2021-09-15 4 M 0 96664 7.58 D 2017-02-15 2022-03-13 Common Stock 96664 0 D /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2021-09-16