0001209191-21-056437.txt : 20210916
0001209191-21-056437.hdr.sgml : 20210916
20210916172501
ACCESSION NUMBER: 0001209191-21-056437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210914
FILED AS OF DATE: 20210916
DATE AS OF CHANGE: 20210916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 211258700
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-14
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
1
0
0
President and CEO
Common Stock
2021-09-14
4
M
0
170003
7.58
A
1192298
D
Common Stock
2021-09-14
4
S
0
170003
8.9525
D
1022295
D
Common Stock
2021-09-15
4
M
0
96664
7.58
A
1118959
D
Common Stock
2021-09-15
4
S
0
96664
8.8511
D
1022295
D
Stock Option/Right to Buy
7.58
2021-09-14
2021-09-14
4
M
0
170003
7.58
D
2017-02-15
2022-03-13
Common Stock
170003
96664
D
Stock Option/Right to Buy
7.58
2021-09-15
2021-09-15
4
M
0
96664
7.58
D
2017-02-15
2022-03-13
Common Stock
96664
0
D
/s/ Laura Donovan
By Attorney-in-Fact Laura Donovan
2021-09-16