0001209191-21-054714.txt : 20210903
0001209191-21-054714.hdr.sgml : 20210903
20210903153551
ACCESSION NUMBER: 0001209191-21-054714
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalra Sanjay
CENTRAL INDEX KEY: 0001504670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 211236328
MAIL ADDRESS:
STREET 1: HARMONIC INC.
STREET 2: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-01
0
0000851310
HARMONIC INC
HLIT
0001504670
Kalra Sanjay
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP and CFO
Restricted Stock Unit
0.00
2021-09-01
4
A
0
150000
0.00
A
2022-09-01
2024-09-01
Common Stock
150000
150000
D
Restricted Stock Unit
0.00
2021-09-01
4
A
0
50000
0.00
A
2022-09-01
2022-09-01
Common Stock
50000
50000
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Thirty three and one third percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until fully vested on the third anniversary of the Vesting Commencement Date.
One hundred percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2021-09-03