0001209191-21-054714.txt : 20210903 0001209191-21-054714.hdr.sgml : 20210903 20210903153551 ACCESSION NUMBER: 0001209191-21-054714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 211236328 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-01 0 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP and CFO Restricted Stock Unit 0.00 2021-09-01 4 A 0 150000 0.00 A 2022-09-01 2024-09-01 Common Stock 150000 150000 D Restricted Stock Unit 0.00 2021-09-01 4 A 0 50000 0.00 A 2022-09-01 2022-09-01 Common Stock 50000 50000 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Thirty three and one third percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until fully vested on the third anniversary of the Vesting Commencement Date. One hundred percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2021-09-03