0001209191-21-049616.txt : 20210804
0001209191-21-049616.hdr.sgml : 20210804
20210804161858
ACCESSION NUMBER: 0001209191-21-049616
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210803
FILED AS OF DATE: 20210804
DATE AS OF CHANGE: 20210804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haltmayer Neven
CENTRAL INDEX KEY: 0001380567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 211144275
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-03
0
0000851310
HARMONIC INC
HLIT
0001380567
Haltmayer Neven
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP, Video R&D
Common Stock
2021-08-03
4
M
0
25000
3.14
A
193326
D
Common Stock
2021-08-03
4
S
0
25000
10.00
D
168326
D
Stock Option/Right to Buy
3.14
2021-08-03
4
M
0
25000
3.14
D
2017-02-15
2023-03-14
Common Stock
25000
0
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2021-08-04