0001209191-21-049612.txt : 20210804 0001209191-21-049612.hdr.sgml : 20210804 20210804161626 ACCESSION NUMBER: 0001209191-21-049612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen Daniel T CENTRAL INDEX KEY: 0001689876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 211144225 MAIL ADDRESS: STREET 1: 2055 BENJAMIN CIRCLE CITY: WALL STATE: NJ ZIP: 07719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-02 0 0000851310 HARMONIC INC HLIT 0001689876 Whalen Daniel T 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Restricted Stock Units 0.00 2021-08-02 4 A 0 10123 0.00 A 2022-02-15 2022-02-15 Common Stock 10123 10123 D The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. Vested shares will be delivered to the reporting person on or immediately following February 15, 2022. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2021-08-04