0001209191-21-033630.txt : 20210518 0001209191-21-033630.hdr.sgml : 20210518 20210518173754 ACCESSION NUMBER: 0001209191-21-033630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210515 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 21937490 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-15 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP & GM, Cable Access Common Stock 2021-05-15 4 M 0 8333 0.00 A 444733 D Common Stock 2021-05-15 4 M 0 7400 0.00 A 452133 D Restricted Stock Units 0.00 2021-05-15 4 M 0 8333 0.00 D 2020-02-15 2022-02-15 Common Stock 8333 25000 D Restricted Stock Units 0.00 2021-05-15 4 M 0 7400 0.00 D 2021-02-15 2023-02-15 Common Stock 7400 51800 D These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2021-05-18