0001209191-21-027036.txt : 20210416 0001209191-21-027036.hdr.sgml : 20210416 20210416185622 ACCESSION NUMBER: 0001209191-21-027036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210414 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 21832667 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-14 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP, Video R&D Common Stock 2021-04-14 4 M 0 80000 7.58 A 240789 D Common Stock 2021-04-14 4 S 0 80000 9.00 D 160789 D Stock Option/Right to buy 7.58 2021-04-14 4 M 0 80000 7.58 D 2016-02-15 2022-03-13 Common Stock 80000 0 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2021-04-16