0001209191-21-013352.txt : 20210223 0001209191-21-013352.hdr.sgml : 20210223 20210223180448 ACCESSION NUMBER: 0001209191-21-013352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 21667197 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-19 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP & GM, Cable Access Common Stock 2021-02-19 4 M 0 40480 6.49 A 476880 D Common Stock 2021-02-19 4 S 0 40480 7.933 D 436400 D Common Stock 2021-02-22 4 M 0 59520 6.49 A 495920 D Common Stock 2021-02-22 4 S 0 59520 7.97 D 436400 D Stock Options/Right to buy 6.49 2021-02-19 4 M 0 40480 6.49 D 2015-02-15 2021-03-14 Common Stock 40480 59520 D Stock Options/Right to buy 6.49 2021-02-22 4 M 0 59520 6.49 D 2015-02-15 2021-03-14 Common Stock 59520 0 D These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2021-02-23