0001209191-21-011841.txt : 20210218
0001209191-21-011841.hdr.sgml : 20210218
20210218162159
ACCESSION NUMBER: 0001209191-21-011841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210218
DATE AS OF CHANGE: 20210218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 21649813
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-16
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
1
0
0
President and CEO
Restricted Stock Units
0.00
2021-02-16
4
A
0
198659
0.00
A
2022-02-15
2024-02-15
Common Stock
198659
198659
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2022, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2021-02-18