0001209191-21-011405.txt : 20210217 0001209191-21-011405.hdr.sgml : 20210217 20210217174904 ACCESSION NUMBER: 0001209191-21-011405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210215 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRALL DAVID CENTRAL INDEX KEY: 0001203375 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 21646505 MAIL ADDRESS: STREET 1: C/O AVID TECHNOLOGY INC STREET 2: ONE PARK WEST CITY: TEWKSBURY STATE: MA ZIP: 01876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-15 0 0000851310 HARMONIC INC HLIT 0001203375 KRALL DAVID 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2021-02-15 4 M 0 15024 0.00 A 86308 D Common Stock 2021-02-15 4 M 0 23184 0.00 A 109492 D Restricted Stock Units 0.00 2021-02-15 4 M 0 15024 0.00 D 2019-02-15 2021-02-15 Common Stock 15024 0 D Restricted Stock Units 0.00 2021-02-15 4 M 0 23184 0.00 D 2021-02-15 2021-02-15 Common Stock 23184 0 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 3/9/2018, and were identified on a Form 4 filed by the Reporting Person on 3/12/2018. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 3/18/2020, and were identified on a Form 4 filed by the Reporting Person on 3/20/2020. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2021-02-17