0001209191-21-009845.txt : 20210211 0001209191-21-009845.hdr.sgml : 20210211 20210211183417 ACCESSION NUMBER: 0001209191-21-009845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210209 FILED AS OF DATE: 20210211 DATE AS OF CHANGE: 20210211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 21621589 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-09 0 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP and CFO Common Stock 2021-02-09 4 M 0 10467 4.65 A 178852 D Common Stock 2021-02-09 4 S 0 10467 8.004 D 168385 D Common Stock 2021-02-09 4 S 0 12437 8.003 D 155948 D Common Stock 2021-02-09 4 S 0 4500 8.011 D 151448 D Common Stock 2021-02-10 4 M 0 8700 4.65 A 160148 D Common Stock 2021-02-10 4 S 0 8700 8.00 D 151448 D Common Stock 2021-02-10 4 S 0 13343 8.00 D 138105 D Common Stock 2021-02-11 4 S 0 2914 8.028 D 135191 D Stock Option/right to buy 4.65 2021-02-09 4 M 0 10467 4.65 D 2017-11-21 2023-11-21 Common Stock 10467 8700 D Stock Option/right to buy 4.65 2021-02-10 4 M 0 8700 4.65 D 2017-11-21 2023-11-21 Common Stock 8700 0 D Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/4/2021. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2021-02-11