0001209191-21-009845.txt : 20210211
0001209191-21-009845.hdr.sgml : 20210211
20210211183417
ACCESSION NUMBER: 0001209191-21-009845
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210209
FILED AS OF DATE: 20210211
DATE AS OF CHANGE: 20210211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalra Sanjay
CENTRAL INDEX KEY: 0001504670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 21621589
MAIL ADDRESS:
STREET 1: HARMONIC INC.
STREET 2: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-09
0
0000851310
HARMONIC INC
HLIT
0001504670
Kalra Sanjay
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP and CFO
Common Stock
2021-02-09
4
M
0
10467
4.65
A
178852
D
Common Stock
2021-02-09
4
S
0
10467
8.004
D
168385
D
Common Stock
2021-02-09
4
S
0
12437
8.003
D
155948
D
Common Stock
2021-02-09
4
S
0
4500
8.011
D
151448
D
Common Stock
2021-02-10
4
M
0
8700
4.65
A
160148
D
Common Stock
2021-02-10
4
S
0
8700
8.00
D
151448
D
Common Stock
2021-02-10
4
S
0
13343
8.00
D
138105
D
Common Stock
2021-02-11
4
S
0
2914
8.028
D
135191
D
Stock Option/right to buy
4.65
2021-02-09
4
M
0
10467
4.65
D
2017-11-21
2023-11-21
Common Stock
10467
8700
D
Stock Option/right to buy
4.65
2021-02-10
4
M
0
8700
4.65
D
2017-11-21
2023-11-21
Common Stock
8700
0
D
Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/4/2021.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2021-02-11