0001209191-20-058715.txt : 20201117 0001209191-20-058715.hdr.sgml : 20201117 20201117161850 ACCESSION NUMBER: 0001209191-20-058715 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201115 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 201321375 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-15 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 2590 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP & GM, Cable Access Common Stock 2020-11-15 4 M 0 10000 0.00 A 343563 D Common Stock 2020-11-15 4 M 0 8333 0.00 A 351896 D Restricted Stock Units 0.00 2020-11-15 4 M 0 10000 0.00 D 2019-02-15 2021-02-15 Common Stock 10000 10000 D Restricted Stock Units 0.00 2020-11-15 4 M 0 8333 0.00 D 2020-02-15 2022-02-15 Common Stock 8333 41667 D These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2020-11-17