0001209191-20-055375.txt : 20201020 0001209191-20-055375.hdr.sgml : 20201020 20201020164558 ACCESSION NUMBER: 0001209191-20-055375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201018 FILED AS OF DATE: 20201020 DATE AS OF CHANGE: 20201020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clifford Deborah CENTRAL INDEX KEY: 0001756365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 201248720 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-18 0 0000851310 HARMONIC INC HLIT 0001756365 Clifford Deborah 2590 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2020-10-18 4 M 0 9932 0.00 A 41101 D Restricted Stock Units 0.00 2020-10-18 4 M 0 9932 0.00 D 2019-10-18 2021-10-18 Common Stock 9932 9932 D These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2020. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018. Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2020-10-20