0001209191-20-047902.txt : 20200821
0001209191-20-047902.hdr.sgml : 20200821
20200821160920
ACCESSION NUMBER: 0001209191-20-047902
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200819
FILED AS OF DATE: 20200821
DATE AS OF CHANGE: 20200821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graham Ian
CENTRAL INDEX KEY: 0001820347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 201123502
MAIL ADDRESS:
STREET 1: 2590 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-19
0
0000851310
HARMONIC INC
HLIT
0001820347
Graham Ian
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP, Global Sales & Video Svcs
Restricted Stock Units
0.00
2020-08-19
4
A
0
20000
0.00
A
2021-08-15
2023-08-15
Common Stock
20000
20000
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Thirty three and one third percent (33 1/3%) of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest August 15, 2021, and 8 1/3% increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of August 15, 2023.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2020-08-21