0001209191-20-047316.txt : 20200818
0001209191-20-047316.hdr.sgml : 20200818
20200818190223
ACCESSION NUMBER: 0001209191-20-047316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200815
FILED AS OF DATE: 20200818
DATE AS OF CHANGE: 20200818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Louvet Eric
CENTRAL INDEX KEY: 0001767913
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 201114898
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-15
1
0000851310
HARMONIC INC
HLIT
0001767913
Louvet Eric
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP, Global Sales & Video Svcs
Common Stock
2020-08-15
4
M
0
4166
0.00
A
125880
D
Common Stock
2020-08-15
4
F
0
1440
6.72
D
124440
D
Common Stock
2020-08-15
4
M
0
6250
0.00
A
130690
D
Common Stock
2020-08-15
4
F
0
2161
6.72
D
128529
D
Restricted Stock Units
0.00
2020-08-15
4
M
0
4166
0.00
D
2019-02-15
2021-02-15
Common Stock
4166
8334
D
Restricted Stock Units
0.00
2020-08-15
4
M
0
6250
0.00
D
2020-02-15
2022-02-15
Common Stock
6250
37500
D
These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019.
Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2020-08-18