0001209191-20-047314.txt : 20200818
0001209191-20-047314.hdr.sgml : 20200818
20200818185716
ACCESSION NUMBER: 0001209191-20-047314
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200815
FILED AS OF DATE: 20200818
DATE AS OF CHANGE: 20200818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalra Sanjay
CENTRAL INDEX KEY: 0001504670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 201114890
MAIL ADDRESS:
STREET 1: HARMONIC INC.
STREET 2: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-15
0
0000851310
HARMONIC INC
HLIT
0001504670
Kalra Sanjay
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP and CFO
Common Stock
2020-08-15
4
M
0
8333
0.00
A
165744
D
Common Stock
2020-08-15
4
F
0
7501
6.72
D
158243
D
Common Stock
2020-08-15
4
M
0
9583
0.00
A
167826
D
Common Stock
2020-08-15
4
F
0
8627
6.72
D
159199
D
Restricted Stock Units
0.00
2020-08-15
4
M
0
8333
0.00
D
2019-02-15
2021-02-15
Common Stock
8333
16667
D
Restricted Stock Units
0.00
2020-08-15
4
M
0
9583
0.00
D
2020-02-15
2022-02-15
Common Stock
9583
57500
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018.
Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2020-08-18