0001209191-20-045600.txt : 20200807
0001209191-20-045600.hdr.sgml : 20200807
20200807094713
ACCESSION NUMBER: 0001209191-20-045600
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200801
FILED AS OF DATE: 20200807
DATE AS OF CHANGE: 20200807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graham Ian
CENTRAL INDEX KEY: 0001820347
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 201084075
MAIL ADDRESS:
STREET 1: 2590 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-08-01
0
0000851310
HARMONIC INC
HLIT
0001820347
Graham Ian
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP, Intl Sales & Video Svcs
Common Stock
66027
D
Restricted Stock Units
0.00
2019-02-15
2021-02-15
Common Stock
12500
D
Restricted Stock Units
0.00
2020-02-15
2022-02-15
Common Stock
32084
D
Restricted Stock Units
0.00
2021-02-15
2023-02-15
Common Stock
49100
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested February 15, 2019, and equal increments of the Shares are subject to the RSU scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2021.
Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested February 15, 2020, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2022.
Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest February 15, 2021, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2023.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2020-08-07