0001209191-20-030681.txt : 20200519 0001209191-20-030681.hdr.sgml : 20200519 20200519182606 ACCESSION NUMBER: 0001209191-20-030681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Louvet Eric CENTRAL INDEX KEY: 0001767913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 20895126 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-15 0 0000851310 HARMONIC INC HLIT 0001767913 Louvet Eric 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP, Global Sales & Video Svcs Common Stock 2020-05-15 4 M 0 4167 0.00 A 119127 D Common Stock 2020-05-15 4 F 0 2065 5.15 D 117062 D Common Stock 2020-05-15 4 M 0 6250 0.00 A 123312 D Common Stock 2020-05-15 4 F 0 3098 5.15 D 120214 D Restricted Stock Units 0.00 2020-05-15 4 M 0 4167 0.00 D 2019-02-15 2021-02-15 Common Stock 4167 12500 D Restricted Stock Units 0.00 2020-05-15 4 M 0 6250 0.00 D 2020-02-15 2022-02-15 Common Stock 6250 43750 D These shares of common stock were acquired upon the vesting of restricted stock units on May 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019. This amount incorporates a correction by excluding 97 shares of common stock that were inadvertently included as a result of an administrative error in connection with the Form 4 filed on behalf of the reporting person on 3/3/2020. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. These shares of common stock were acquired upon the vesting of restricted stock units on May 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2020-05-19