0001209191-20-020464.txt : 20200320 0001209191-20-020464.hdr.sgml : 20200320 20200320163046 ACCESSION NUMBER: 0001209191-20-020464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200318 FILED AS OF DATE: 20200320 DATE AS OF CHANGE: 20200320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAGHER PATRICK CENTRAL INDEX KEY: 0001221168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 20732340 MAIL ADDRESS: STREET 1: 9 S STREET CITY: LONDON ENGLAND STATE: X0 ZIP: 99999999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-18 0 0000851310 HARMONIC INC HLIT 0001221168 GALLAGHER PATRICK 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Restricted Stock Units 0.00 2020-03-18 4 A 0 23184 0.00 A 2021-02-15 2021-02-15 Common Stock 23184 23184 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2021. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2020-03-20