0001209191-20-010565.txt : 20200219 0001209191-20-010565.hdr.sgml : 20200219 20200219164154 ACCESSION NUMBER: 0001209191-20-010565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200215 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAGHER PATRICK CENTRAL INDEX KEY: 0001221168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 20630427 MAIL ADDRESS: STREET 1: 9 S STREET CITY: LONDON ENGLAND STATE: X0 ZIP: 99999999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-15 0 0000851310 HARMONIC INC HLIT 0001221168 GALLAGHER PATRICK 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2020-02-15 4 M 0 21238 0.00 A 220561 D Restricted Stock Units 0.00 2020-02-15 4 M 0 21238 0.00 D 2020-02-15 2020-02-15 Common Stock 21238 0 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/3/2019, and were identified on a Form 4 filed by the Reporting Person on 4/4/2019. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2020-02-19