0001209191-20-008134.txt : 20200210
0001209191-20-008134.hdr.sgml : 20200210
20200210195817
ACCESSION NUMBER: 0001209191-20-008134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200206
FILED AS OF DATE: 20200210
DATE AS OF CHANGE: 20200210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 20593494
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-06
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
President and CEO
Common Stock
2020-02-06
4
M
0
59009
5.78
A
977230
D
Common Stock
2020-02-06
4
S
0
52821
7.0224
D
924409
D
Stock Option/Right to buy
5.78
2020-02-06
4
M
0
59009
5.78
D
2014-02-15
2020-03-15
Common Stock
59009
270991
D
Shares sold to cover exercise price and taxes in connection with exercise of stock option expiring on March 15, 2020.
This amount incorporates a correction by reducing the total beneficially owned amount by 1,000 shares that had erroneously been included in the Form 4 filed on behalf of the reporting person on August 8, 2019. All Form 4s filed on behalf of the reporting person subsequent to August 8, 2019 included this additional amount.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2020-02-10