0001209191-20-007174.txt : 20200206 0001209191-20-007174.hdr.sgml : 20200206 20200206162817 ACCESSION NUMBER: 0001209191-20-007174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200204 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 20583049 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-04 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP & GM, Cable Access Common Stock 2020-02-04 4 M 0 40000 0.00 A 246563 D These shares of common stock were acquired upon the vesting of performance-based restricted stock units ("PRSUs") on 2/4/2020. The PRSUs were granted on April 15, 2019, and achievement of the performance condition for vesting was confirmed by the Compensation Committee of the Company's Board of Directors. This amount incorporates a correction by including 36,111 shares of common stock that were acquired upon the vesting of restricted stock units and inadvertently excluded as a result of an administrative error in connection with the Form 4 filed on behalf of the reporting person on March 9, 2018. All Form 4s filed on behalf of the reporting person subsequent to March 9, 2018 did not include this amount. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2020-02-06