0001209191-19-060487.txt : 20191213 0001209191-19-060487.hdr.sgml : 20191213 20191213174325 ACCESSION NUMBER: 0001209191-19-060487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191211 FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 191285433 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-11 0 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP and CFO Common Stock 2019-12-11 4 M 0 10833 4.65 A 142794 D Common Stock 2019-12-11 4 S 0 10833 8.1486 D 131961 D Common Stock 2019-12-11 4 S 0 15728 8.1495 D 116233 D Common Stock 2019-12-11 4 S 0 1500 8.1969 D 114733 D Stock Option/Right to buy 4.65 2019-12-11 4 M 0 10833 4.65 D 2017-11-01 2023-11-21 Common Stock 10833 19167 D /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2019-12-13