0001209191-19-060466.txt : 20191213
0001209191-19-060466.hdr.sgml : 20191213
20191213171555
ACCESSION NUMBER: 0001209191-19-060466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191212
FILED AS OF DATE: 20191213
DATE AS OF CHANGE: 20191213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haltmayer Neven
CENTRAL INDEX KEY: 0001380567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 191285294
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-12
0
0000851310
HARMONIC INC
HLIT
0001380567
Haltmayer Neven
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP, Video R&D
Common Stock
2019-12-12
4
M
0
5698
3.14
A
178706
D
Common Stock
2019-12-12
4
S
0
5698
8.32
D
173008
D
Common Stock
2019-12-12
4
M
0
24302
3.14
A
197310
D
Common Stock
2019-12-12
4
S
0
24302
8.2382
D
173008
D
Stock Option/Right to Buy
3.14
2019-12-12
4
M
0
5698
3.14
D
2015-02-15
2023-03-14
Common Stock
5698
74302
D
Stock Option/Right to Buy
3.14
2019-12-12
4
M
0
24302
3.14
D
2015-02-15
2023-03-14
Common Stock
24302
50000
D
These shares of common stock were acquired upon the exercise of stock options on 12/12/2019. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.
/s/ Laura Donovan
By Attorney-in-Fact Laura Donovan
2019-12-13