0001209191-19-060255.txt : 20191212
0001209191-19-060255.hdr.sgml : 20191212
20191212173504
ACCESSION NUMBER: 0001209191-19-060255
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191210
FILED AS OF DATE: 20191212
DATE AS OF CHANGE: 20191212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haltmayer Neven
CENTRAL INDEX KEY: 0001380567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 191282744
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-10
0
0000851310
HARMONIC INC
HLIT
0001380567
Haltmayer Neven
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP, Video R&D
Common Stock
2019-12-10
4
M
0
30000
5.78
A
203008
D
Common Stock
2019-12-10
4
S
0
30000
8.1712
D
173008
D
Common Stock
2019-12-10
4
M
0
10000
6.49
A
183008
D
Common Stock
2019-12-10
4
S
0
10000
8.1712
D
173008
D
Common Stock
2019-12-10
4
M
0
30000
6.49
A
203008
D
Common Stock
2019-12-10
4
S
0
30000
8.192
D
173008
D
Common Stock
2019-12-11
4
M
0
60000
6.49
A
233008
D
Common Stock
2019-12-11
4
S
0
60000
8.173
D
173008
D
Stock option/right to buy
5.78
2019-12-10
4
M
0
30000
5.78
D
2014-02-15
2020-03-15
Common Stock
30000
0
D
Stock option/right to buy
6.49
2019-12-10
4
M
0
10000
6.49
D
2015-02-15
2021-03-14
Common Stock
10000
90000
D
Stock option/right to buy
6.49
2019-12-10
4
M
0
30000
6.49
D
2015-02-15
2021-03-14
Common Stock
30000
60000
D
Stock option/right to buy
6.49
2019-12-11
4
M
0
60000
6.49
D
2015-02-15
2021-03-14
Common Stock
60000
0
D
These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013.
These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/14/2014, and was identified on a Form 4 filed by the Reporting Person on 3/18/2014.
/s/ Laura Donovan
By Attorney-in-Fact Laura Donovan
2019-12-12