0001209191-19-060231.txt : 20191212 0001209191-19-060231.hdr.sgml : 20191212 20191212164625 ACCESSION NUMBER: 0001209191-19-060231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191210 FILED AS OF DATE: 20191212 DATE AS OF CHANGE: 20191212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 191282408 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-10 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP & GM, Cable Access Common Stock 2019-12-10 4 M 0 97500 5.78 A 407952 D Common Stock 2019-12-10 4 S 0 97500 8.1726 D 310452 D Common Stock 2019-12-10 4 S 0 50702 8.18 D 259750 D Common Stock 2019-12-10 4 S 0 40061 8.19 D 219689 D Common Stock 2019-12-10 4 S 0 49237 8.20 D 170452 D Stock option/right to buy 5.78 2019-12-10 4 M 0 97500 5.78 D 2014-02-15 2020-03-15 Common Stock 97500 0 D These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 3 filed by the Reporting Person on 2/4/2015. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2019-12-12