0001209191-19-060231.txt : 20191212
0001209191-19-060231.hdr.sgml : 20191212
20191212164625
ACCESSION NUMBER: 0001209191-19-060231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191210
FILED AS OF DATE: 20191212
DATE AS OF CHANGE: 20191212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ben-Natan Nimrod
CENTRAL INDEX KEY: 0001399157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 191282408
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-10
0
0000851310
HARMONIC INC
HLIT
0001399157
Ben-Natan Nimrod
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP & GM, Cable Access
Common Stock
2019-12-10
4
M
0
97500
5.78
A
407952
D
Common Stock
2019-12-10
4
S
0
97500
8.1726
D
310452
D
Common Stock
2019-12-10
4
S
0
50702
8.18
D
259750
D
Common Stock
2019-12-10
4
S
0
40061
8.19
D
219689
D
Common Stock
2019-12-10
4
S
0
49237
8.20
D
170452
D
Stock option/right to buy
5.78
2019-12-10
4
M
0
97500
5.78
D
2014-02-15
2020-03-15
Common Stock
97500
0
D
These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 3 filed by the Reporting Person on 2/4/2015.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2019-12-12