0001209191-19-057172.txt : 20191119 0001209191-19-057172.hdr.sgml : 20191119 20191119162717 ACCESSION NUMBER: 0001209191-19-057172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 191231575 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-15 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP & GM, Cable Access Common Stock 2019-11-15 4 M 0 7000 0.00 A 300452 D Common Stock 2019-11-15 4 M 0 10000 0.00 A 310452 D Restricted Stock Units 0.00 2019-11-15 4 M 0 7000 0.00 D 2018-02-15 2020-02-15 Common Stock 7000 7000 D Restricted Stock Units 0.00 2019-11-15 4 M 0 10000 0.00 D 2019-02-15 2021-02-15 Common Stock 10000 50000 D These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2019-11-19