0001209191-19-027192.txt : 20190503 0001209191-19-027192.hdr.sgml : 20190503 20190503122202 ACCESSION NUMBER: 0001209191-19-027192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 19795027 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-01 0 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP and CFO Common Stock 2019-05-01 4 M 0 5000 0.00 A 104055 D Common Stock 2019-05-01 4 F 0 2129 5.58 D 101926 D Restricted Stock Units 0.00 2019-05-01 4 M 0 5000 0.00 D 2017-11-01 2019-11-01 Common Stock 5000 5000 D These shares of common stock were acquired upon the vesting of restricted stock units on 5/1/2019. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2019-05-03