0001209191-19-023603.txt : 20190404 0001209191-19-023603.hdr.sgml : 20190404 20190404155910 ACCESSION NUMBER: 0001209191-19-023603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190403 FILED AS OF DATE: 20190404 DATE AS OF CHANGE: 20190404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clifford Deborah CENTRAL INDEX KEY: 0001756365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 19732235 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-03 0 0000851310 HARMONIC INC HLIT 0001756365 Clifford Deborah 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Restricted Stock Units 0.00 2019-04-03 4 A 0 21238 0.00 A 2020-02-15 2020-02-15 Common Stock 21238 21238 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2020. Vested shares will be delivered to the reporting person on or immediately following February 15, 2020. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2019-04-04